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Volume 14: Game Theory and the Nuclear Age


The Klein Bottle

Destroyer of Worlds

“It is a harnessing of the basic power of the universe. The force from which the sun draws its power has been loosed against those who brought war to the Far East.” – Harry S. Truman

Imagine wanting to know what is on the inside of a baseball. But you aren’t allowed to cut into it or peel off the skin. You can’t look for interactions with acid, fire or any other substance. Your only choice is to stand a great distance away, shoot at it with a pistol, and see what flies off. That is nuclear physics.

As late as the year 1895, there was very little evidence of any particles smaller than the atom. A mere fifty years later, the power of these sub-atomic particles had been harnessed in the most dramatic fashion possible. The unleashing of the nuclear age changed the rules of war: mankind now had the power to destroy itself. Two superpowers soon would face off in a five-decade struggle, the likes of which had never before been seen. To survive, our greatest minds had to develop a new way of thinking about the very nature of cooperation and competition.

  • How do nuclear bombs work? How were they built?

  • How did nuclear weapons proliferate?

  • What is game theory?

A word of caution from the author:

Nuclear weapons are terrible things. This is true in all of the word’s meanings.(1) Terrible: extremely bad, as in “a terrible movie.” Terrible: formidable in nature, as in “a terrible responsibility.” Terrible: extreme or great, as in “a terrible disappointment.” Nuclear weapons are not to be trifled with, joked about or handled except with extreme care.

Which is all to say – this Volume will prominently feature death, destruction, fallout, nuclear winters and the end of the human race. We will flippantly talk about the gruesome deaths of millions and even billions. We will explicitly do this through the lens of a game, winning and losing, keeping score of the destruction. We will not modify our usual style of writing or the ongoing attempts at mild humor. We are not focused on the morality of these weapons, their development or their use. Except in the paragraphs immediately following.

The previous five hundred years have been a period of steady human advancement with no major steps back. It was inevitable that we would learn about the power of the atom. Every man, woman and child is innately aware of this power. It stares you in the face every day, from sunrise to sunset. We were going to learn about radioactivity, fission and fusion and chain reactions. It necessarily follows that we would try to harness this power. Even with knowledge of their destructive potential, we were eventually going to develop nuclear weapons capabilities. They are a by-product of these five centuries of discoveries about the Universe we live in.

Morality comes only after development: how can these weapons be controlled to prevent their use? The two decades after the Trinity Test were not just a scramble to build bigger bombs, but also to develop these controls. Game theory contains the most effective controls we’ve found. And we can only learn the game theory of nuclear weapons by repeatedly simulating the destruction of the world.

Only by understanding these weapons can we prevent their use.

-NC

How do nuclear bombs work? How were they built?

The three primary sub-atomic particles were discovered by three citizens of the British Empire over a period of thirty-five years around the turn of the century.(2) All three were associated with the famed Cavendish Laboratory at Cambridge University.(3)

In 1897, J.J. Thompson found that cathode rays travel too fast for particles as large as an atom. This meant that there must be at least one smaller, more fundamental particle. He also found that these rays interact with an electrical field; this implied that the particle he discovered has a negative charge. Thompson had discovered the electron.

By 1908, Ernest Rutherford had already won a Nobel Prize for formalizing the nature of radioactivity. One day, he decided to shoot “alpha particles” at a sheet of gold foil. Some of the alphas bounced back. As Rutherford himself said, “It was almost as incredible as if you fired a 15-inch shell at a piece of tissue paper and it came back and hit you.” Clearly, there were some tiny, dense parts in the atoms making up the gold foil. Because they deflected positively-charged alphas, they must themselves have positive charge. Rutherford named these particles protons.

Scientists theorized that something was still missing. Atoms were heavier than expected, so something else had to be there. These theoretical particles had to be uncharged, which would make them more difficult to find. James Chadwick worked tirelessly, irradiating various substances, developed new detection techniques, and found the elusive neutrons. The basic model of the atom was complete: a nucleus of tightly bound protons and neutrons with tiny electrons orbiting.(4)

The Bohr Model

High school chemistry is the study of electrons; chemical reactions involve exchanging or sharing them in some manner. Radioactivity is the study of the nucleus: protons and neutrons. For instance, if you bombard an atom with neutrons, some of these will be captured by the nucleus. As the nucleus grows, the atom becomes less stable. If it gets too far, an atom may undergo Beta decay, where a neutron turns into proton and an electron. Your atom is now a different element, but the nucleus is the same size.(5) Depending on the isotope, an atom may also undergo Alpha decay, spitting out two protons and two neutrons. This will make our atom into a lighter element. Because they have no charge, neutrons are the best particle to use in nuclear reactions. With Chadwick’s discovery, scientists could start to have some real fun.(6)

In 1934, Enrico Fermi bombarded the heaviest naturally occurring element, Uranium, with neutrons. He hoped to synthesize heavier elements, never before seen by man. Soon, he had created two elements that were not Uranium; he believed he had synthesized the elements that later became known as Neptunium and Plutonium. But Otto Hahn, Lise Meitner, Otto Frisch and Fritz Strassman, conducting similar experiments, soon identified one of these elements as Barium, a much smaller element. Rather than going through methods like Alpha or Beta decay, the Uranium nucleus had been cleaved in two. They had discovered nuclear fission.

There was a big problem with fission; it created a large amount of energy with no obvious source. It could come from only one place: the masses of the “children” of the fission reaction, added together, was less than that of the “parent”. We know from Albert Einstein that E = mc2. The “m” is mass and “c” is the speed of light, a very large number. The small decrease in mass during fission accounts for the enormous amount of energy created.

An Aside: Nuclear Binding Energy Calculations

It sounds boring, but I assure you it’s quite explosive. Nuclear binding energy is how tightly an atom’s nucleus is held together. Because energy and mass are equivalent, the binding energy of an atom is equivalent to its mass defect: how much less the atom weighs than the sum of its parts. The greater the mass defect, the more stable and less radioactive an atom is.

One of the most common fission reactions involves Uranium getting hit by a neutron, splitting into Rubidium and Cesium and releasing two neutrons:

U + n -> Rb + Cs + 2n

Looking up the masses of these atoms, we see that for each fission reaction, 0.323 * 10-27 kg has been converted to energy. Multiplying by c2 shows this reaction creates 2.9*10-11 Joules of energy. A tiny amount – but this is for each individual atom.

There are 6.022*1023 atoms in a mole; a mole of Uranium-235 has a mass of 235 grams. This is about half a pound of Uranium, it would fit easily in a tablespoon.

If you could create a chain fission reaction for this amount of Uranium, it would release 1.75*1013 Joules of energy. In other words, you can fit enough Uranium in the palm of your hand to provide for your family’s annual energy usage.

Leo Szilard, a Hungarian-born physicist, had already thought about the possibility of nuclear chain reactions. In the newly discovered fission reaction, each atom releases three neutrons when it splits.(7) If these neutrons “hit” other Uranium atoms and cause more fission, each of these atoms would in turn release three neutrons. The number of fission reactions would increase to an incredible rate. Incredible rate of reaction, enormous amount of energy. This is a bomb. Szilard, a Hungarian who emigrated to America to avoid the Nazis, explained the possibility to Einstein, who was equally concerned. Einstein added his imprimatur to a letter to FDR, explaining the significance of nuclear chain reactions. Intelligence showed that Nazi Germany might be developing nuclear technology. The United States soon committed its enormous industrial capacity to the development of a nuclear weapon.

The first step towards building The Bomb was to demonstrate a chain reaction. Working on a squash court under the stands of the University of Chicago football stadium, a team led by Enrico Fermi first “went critical” on December 2, 1942.(8) The biggest challenge was production of Uranium-235 and Plutonium, which would fuel the Bomb. The Army acquired enormous sites at Oak Ridge, Tennessee and Hanford, Washington to do this. In general, to create a Bomb, two smaller, sub-critical, amounts of nuclear fuel must be combined to make a critical mass – very quickly. To solve this and other technical problems, a group of top scientists moved to Los Alamos, high in the New Mexico Desert. The scientific work was placed under the control of Robert Oppenheimer, the Father of the Bomb. Together with many other sites, this was the Manhattan Project.

While work was proceeding on a fission bomb, scientists also recognized the potential for a bomb based on joining atoms together, or fusion. Fusion is what the sun does: Hydrogen atoms combine to form Helium. This reaction causes a much greater loss of mass than Uranium fission, with the attendant greater release of energy.(9) But, to cause a fusion reaction you need to heat your fuel to a very high temperature. The best way to do this? Set off a Fission Bomb. At the time, the Fusion Bomb was called The Super; today, we usually say H-Bomb, after Hydrogen’s chemical symbol.(10)

How did nuclear weapons proliferate?

All of the scientists who worked on the first nuclear weapons had a keen understanding that they would change the world. They understood long before the politicians exactly what it meant to unleash the power of uncontrolled nuclear chain reactions. Winston Churchill, for all of his greatness, thought The Bomb was just another weapon. Given that he had daily through The Blitz, it was not unreasonable for him to desire a bigger bomb with which to strike back. And humankind had been improving on weapons for millennia: why was this one any different? It took the scientists with their formulas and their slide rules to understand that the nature of war would never be the same.

During the period of the Manhattan Project there was a war on – a war for survival. Many fine physicists remained in Germany (and some in Japan). Fission had been developed before the war cut off scientific correspondence with scientists in the Reich. Given the enormous investment to produce the first bombs, it seemed unlikely that the Axis would have one in time to affect the War’s result, but there was no way to be sure. Espionage showed that at least some work continued in Germany; a heavy-water production facility in occupied Norway was especially concerning.(11) The idea of a Nazi Bomb was unacceptable, especially to the many scientist-refugees who had fled Nazi terror. The scientists working on the Manhattan Project did so despite – or because of – the full knowledge of its implications.(12)

The first real attempt by world leaders to manage the Nuclear Age was the Quebec Agreement, signed by Winston Churchill and Franklin Delano Roosevelt in August 1943. It stated that the UK and US would share resources “to bring the Tube Alloys project [UK code name for Uranium research] to fruition at the earliest moment.” It also included the world’s first nuclear arms control agreement:

“We will never use this agency against each other.

We will not use it against third parties without each other’s consent.

We will not either of us communicate any information about Tube Alloys to third parties except by mutual consent.”

At this stage of the war, the immediate question was whether information on the Bomb should be shared with the Soviet Union. Niels Bohr(13) brought the topic to Roosevelt, suggesting that Stalin be brought in on the secret. He did not trust the Soviet leader but believed a Russian Bomb was inevitable. Building a Bomb was just not that difficult; after the war, Russia would have the means, motive and opportunity. If they were going to get it anyway, why not try to create some type of control now, before Pandora’s Box was fully open? Roosevelt designated Bohr a semi-official envoy to bring this message to the British Prime Minister. Churchill, an anti-Communist of the old school, and perhaps still not understanding the Bomb’s implications, thought Bohr mad.

After the war, Russia built a Bomb.(14) Like the Manhattan Project, it took about four years of concerted effort. We haven’t mentioned Russian physicists in this paper, but there were many of world-class quality. Captured Germans scientists augmented their program. But the hardest work – half a century of theory and experiment – had long since been complete. The feasibility was visible in two mushroom clouds. Stalin’s totalitarian regime had no trouble assigning the appropriate resources. The trickiest part was probably finding Uranium.(15) The first Russian nuclear test was in 1949.

This, of course, forced a response from the US. During the Manhattan Project period, development of the Hydrogen Bomb was not a top priority. This was not due to lack of belief in its feasibility, but the relative speed of development. The fact that the fusion bomb would require a fission bomb meant that the latter would, a priori, be the first Bomb ready for use. The main proponent of developing H-Bombs was the Hungarian refugee physicist Edward Teller. President Truman responded to the Russian test by accelerating development; Teller returned to Los Alamos. The Super was tested successfully in 1952, just three years after work began in earnest.

The Hydrogen Bomb was another fundamental change in geopolitics. Fission bombs were terrible weapons. The “Fat Man” bomb dropped on Nagasaki had a yield equivalent 21,000 tons of TNT and destroyed everything within a blast radius of one mile. Around 40,000 people were killed immediately; radiation poisoning killed many more. The first H-Bomb, “Ivy Mike,” had a yield of 10,000,000 tons of TNT. Even worse: fission weapons have technical limitations on their size, fusion weapons much less so. Bombs much larger than Ivy Mike were feasible. A fission bomb destroys part of a city; a fusion bomb would destroy a small state. Again, the Russians weren’t far behind, detonating their first H-Bomb in 1953. By 1961, they had developed the largest weapon in history, Tsar Bomba, with the potential yield of 100 million tons of TNT.(16)

With Pandora’s Box wide open, other countries wanted to join the nuclear club. When the Quebec Agreement was cancelled at the end of the War, the UK felt the need for its own nuclear deterrent. Their first test was in 1952 and by 1957 were the third state armed with fusion bombs. France, alienated from both the US and USSR after the Suez Crisis, was the fourth nuclear nation by 1960 and soon had her own Supers. China began an exchange with the Soviet Union: nuclear raw materials for nuclear know-how. This small facet of the complex, multi-decade Sino-Soviet relationship helped China become the last member of the “big five” nuclear states. India, Pakistan and North Korea acknowledge their nuclear capabilities; Israel’s government is strategically vague but few doubt the capacity is there; South Africa claims to have produced nuclear weapons but has eliminated its program.(17)

While there have been many further developments in atomic weaponry, one stands out for strategic importance: Inter-Continental Ballistic Missiles, or ICBMs. In 1945, the United States dropped nuclear bombs on a Japanese homeland over which it had achieved air supremacy. In 1955, the United States and Soviet Union had many nuclear weapons, but no consistent manner to deliver them. The USSR’s problem was especially acute: the US had bases near Russian soil and better long-range bombers.

ICBMs were created to address these strategic difficulties. Travelling at hypersonic speeds above the Earth’s atmosphere, ICBMs can be launched from home and reach their target in a matter of minutes. They are impervious to “classical” air defense systems like anti-aircraft guns and fighter planes. Inaccuracy of the first ICBMs meant they could only be aimed at the largest targets. But this improved quickly. ICBMs were intended to give their owner a “first strike” capacity, the ability to win a nuclear war before their opponent even knew it had started. They were the first move in the chess game of the arms race.

What is game theory?

For centuries, we have attempted to understand and systematize the way we interact with each other. Diplomacy, warfare, trade – even love and marriage: the best practitioners of each are those who understand other players’ choices and motivations. Henry V slayed the French prisoners at Agincourt in full view of their commanders. His soldiers knew there would be no quarter given if they surrendered. Cortez burnt his ships after landing in Mexico. His soldiers knew there was no turning back while the Aztecs feared his supreme confidence.(18)

But it was not until 1944 that a mathematical framework for these inter-personal situations began to develop. This was the year John von Neumann and Oskar Morgenstern published “Theory of Games and Economic Behavior” – a book which launched an entire mathematical discipline.(19) While many of the applications of game theory were still years or decades away, the basic structure and lexicon had been created.

Game theory is the mathematics behind the way we cooperate and compete. It is concerned with situations where your best a